A Need For Speed = Justification
Appellate Brief Draft (MS word):
See the author's other Legal Writings at www.billstclair.com/ferran
STATE OF NEW YORK COUNTY OF MONROE
CLARKSON CITY COURT CITY OF CLARKSON
__________________________________
THE PEOPLE OF THE STATE OF NEW YORK
-v.s.-
Mark R. Ferran
__________________________________
Notice of Appearance & Motion In Limine
For A Determination as a matter of law whether the claimed facts and circumstances would, if established, constitute a defense.
_____________________________________________________________________________
1. Defendant Mark R. Ferran hereby appears pro se herein.
Dated: Sept 25, 2002
Sincerely,
Mark R. Ferran BSEE scl JD mcl
STATE OF NEW YORK COUNTY OF MONROE
TOWN COURT TOWN OF CLARKSON
______________________________________________________________________________
THE PEOPLE OF THE STATE OF NEW YORK
[Re: For SPEEDING "50" MPH in a 40 MPH passing zone]
[Tkt. No. WD479083 3]
-v.s.- MEMORANDUM OF LAW
Mark R. Ferran
______________________________________________________________________________
Every competent Attorney remembers learning in his or her first year of law school that: "The defense of necessity was traditionally seen as a "choice of evils" defense. ... It is a defense to any offense except killing an innocent person...." as noted in United States v. Captain Rockwood, http://www.armfor.uscourts.gov/opinions/1999Term/98-0488.htm
In People v. Maher, 79 N.Y.2d 978, 594 N.E.2d 915, 584 N.Y.S.2d 421 (1992), the Highest Court of the State of New York expressly decided that Penal Law § 35.05(2) can be "a statutory defense" to "an alleged violation of the speed limit":
"Under the "choice of evils" theory of Penal Law section 35.05(2), conduct that would otherwise constitute an offense is justified when it is "necessary as an emergency measure to avoid an imminent public or private injury which is about to occur by reason of a situation occasioned or developed through no fault of the actor, and which is of such gravity that, according to ordinary standards of intelligence and morality, the desirability and urgency of avoiding such injury clearly outweigh the desirability of avoiding the injury sought to be prevented by the statute defining the offense in issue. Defendant asserts that he chose to engage in certain conduct (speeding) in avoidance of a perceived attack [i.e. serious physical injury] .... [W]e agree with defendant that he was entitled to have the jury consider whether his speeding was justified. It is not for the trial court to hypothesize other reasonable alternatives to the course of action chosen by the defendant. If on any reasonable view of the evidence, the jury might have decided that defendant's actions were justified, the failure to charge the defense constitutes reversible error (see, People v Padgett, supra)."
http://www.law.cornell.edu/ny/ctap/079_0978.htm
The defendant's (technically still pending, undecided) motion is a "motion in limine" (pronounced "lí-mi-nee," from the Latin "limen," a threshold; i.e., a motion made at the threshold of trial). A "Motion in Limine" is clearly NOT A "MOTION TO DISMISS." Penal Law section 35.05(2) ordains that "the court SHALL rule as a matter of law whether the claimed facts and circumstances would, if established, constitute a defense." The Court has a Ministerial Duty to "Rule," and it is ILLEGAL for the Court to omit to "rule" Whether or Not "the claimed facts and circumstances would, if established, constitute a defense." A Trial Court's failure to correctly determine Whether "the claimed facts and circumstances would, if established, constitute a defense" constitutes "reversible error." People v. Maher, supra.
A very famous comparable "motion in limine" was made by a defendant, and later upheld on appeal, in the Federal case of United States v. Gomez, (9th Cir. 1995):
"Gomez was indicted on two counts of being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1): one for the shotgun, the other for the shells in it. Gomez made a motion in limine seeking permission to introduce evidence tending to prove that his possession of the shotgun was justified. The district court denied the motion and Gomez pleaded guilty to one count, retaining the right to appeal the district court's ruling."
http://www.saf.org/pub/rkba/Legal/GomezDecision.htm
The Appellate Court REVERSED the Trial Court's evidentiary ruling, and Gomez's conviction, saying:
"Thus, if the evidence, when viewed in the light most favorable to Gomez (i.e., the defendant), was adequate to make out a justification defense, he was entitled to present it and have the jury instructed accordingly. ... [In the Motion in Limine stage, the Court] must give Gomez the benefit of the doubt, so long as he presents a plausible case that he thought himself in danger. ... .. If Gomez's story is believed [e.g., by a Jury], he was privileged to arm himself ... Gomez was entitled to tell the jury his side of the story. His evidence, if believed, sufficed to make out a justification defense. It should have been admitted."
http://www.saf.org/pub/rkba/Legal/GomezDecision.htm
In other words, to lawfully determine the issue raised in the "motion in limine" in the present case, the "claimed facts" must be deemed true, and "viewed in the light most favorable to" the defendant, which is the standard for review of the sufficiency of a Pleading to state a cause of action, under the NY CPLR which applies herein to fill the gaps in the CPL. The presence or absence of confirmatory or perjured "testimony" (e.g., of the Officer-witness) to be provided at a trial is completely irrelevant to the determination of such a Motion in Limine requiring the Court to determine ONLY the legal significance of "the claimed facts."
In footnote 7, of the Gomez decision, the Court noted that "The Second Amendment embodies the right to defend oneself and one's home against physical attack." [See also, "Law, a Revolutionary Idea For Peace" at: http://billstclair.com/ferran/markferran1.html ]. The Gomez court referred to "The fundamental right to self preservation", and decided that upon the "claimed facts" that right had justified the conduct of Gomez. It is that same right that the defendant in this traffic infraction case asserts justified his own alleged conduct (e.g., speeding "50" MPH in a 40 MPG passing zone.).
In State v. Rasmussen, 524 N.W.2d 843 (N.D. 1994) the Court stated:
"We have recently recognized the availability of [a Justification] defense to a strict liability offense. See State v. Michlitsch, 438 N.W.2d 175 (N.D.1989). ... For a thorough analysis of the legal issue, see State v. Brown, 107 Wis.2d 44, 318 N.W.2d 370 (1982) [defense of legal justification is applicable to speeding violation]. ... In Brown at 376, the Wisconsin Supreme Court discussed policy considerations in determining if particular defenses should be permitted for a particular strict liability offense:
"[W]hen determining whether we should recognize any defenses to a strict liability traffic offense, we must determine whether the public interest in efficient enforcement of the traffic law is outweighed by other public interests which are protected by the defenses claimed. "There are several public interests protected by the defenses claimed. The privilege of self-defense rests upon the need to allow a person to protect himself or herself or another from real or perceived harm when there is no time to resort to the law for protection. The rationale of the defenses of coercion and necessity is that for reasons of social policy it is better to allow the defendant to violate the criminal law (a lesser evil) to avoid death or great bodily harm (a greater evil)."We conclude public policy factors would support an affirmative defense to driving under suspension in life-threatening circumstances."
http://www.court.state.nd.us/court/opinions/940113.htm
West Virginia Judge Starcher, explained:
"And, it simply makes no sense, nor is it fair, to not permit a person charged with a criminal offense to explain or tell why that person did whatever he or she may have done. ... Penalizing one who acted rationally to avoid a greater harm will serve neither to rehabilitate the offender nor to deter others from acting similarly when presented with similar circumstances." Rather than discussed in terms of necessity, "[t]he matter is often expressed in terms of choice of evils: When the pressure of circumstances presents one with a choice of evils, the law prefers that he avoid the greater evil by bringing about the lesser evil." For similar reasons, necessity defenses are sometimes labeled "competing harms." Under such circumstances, the evil brought about from violating the law is deemed to be less than the evil which would have resulted from literal compliance with the law."
http://www.state.wv.us/wvsca/DOCS/spring00/26568d.htm
To Find the necessity or choice-of-evils provision in your state code, go to:
http://www.law.cornell.edu/1. On the pull down menu "Law About", click on "Crimes and Criminal Procedure".
2. Click on "Criminal Law".
3. On the right panel, click on "State Criminal Codes".
4. On the alphabetical list, click on "Criminal Code".
5. Click on your state.
6. Click on "Defenses" or similar term.
7. Click on "Justification" or "Choice of Evils".
Or, start searching here: http://www.findlaw.com/11stategov/
See also Civil Disobedience at Ground Zero -
http://www.federalobserver.com/archive.php?aid=4108Please (on your own time) see Mark Ferran's other writings about Law, including the "Rights of New York Landowners to Use Force to Stop, Expel, or Arrest Defiant Trespassers," at
http://billstclair.com/ferranDate: November 15, 2002
Respectfully Submitted,
/s/ Mark R. Ferran BSEE scl JD mcl
P.S. The Office of Court Administration informed me that this Court can call an 800-# for education and advice regarding the difference between a "motion in limine" and a "motion to dismiss."
"Under the "choice of evils" theory of Penal Law section 35.05(2), conduct that would otherwise constitute an offense is justified when it is "necessary as an emergency measure to avoid an imminent public or private injury which is about to occur by reason of a situation occasioned or developed through no fault of the actor, and which is of such gravity that, according to ordinary standards of intelligence and morality, the desirability and urgency of avoiding such injury clearly outweigh the desirability of avoiding the injury sought to be prevented by the statute defining the offense in issue. Defendant asserts that he chose to engage in certain conduct (speeding) in avoidance of a [serious physical injury] .... [W]e agree with defendant that he was entitled to have the jury consider whether his speeding was justified. It is not for the trial court to hypothesize other reasonable alternatives to the course of action chosen by the defendant. If on any reasonable view of the evidence, the jury might have decided that defendant's actions were justified, the failure to charge the defense constitutes reversible error (see, People v Padgett, supra)."
"Defendant was indicted for second degree manslaughter, second degree vehicular manslaughter, driving while intoxicated, and two counts of leaving the scene of an accident. [Vehicle and Traffic Law § 600 titled, " Leaving scene of an incident without reporting" prescribes that a violation of its provisions "shall constitute a traffic infraction [or] a misdemeanor" depending upon whether the accident involved injury to a person] [A]s to the remaining leaving the scene count, the jury found defendant not guilty 'with justification.' … Upon defendant's request, and with no objection by the People, the trial court instructed the jury on the justification defense as to the leaving the scene count."
"Justification is an ordinary defense. That is, the People have the burden of disproving such defense beyond a reasonable doubt. (Penal Law § 25.00 [1]; § 35.00.) … The essence of the defense of justification is such that it does not … negate a particular element of a [offense]. Rather, by recognizing the [conduct] to be privileged under certain circumstances, it renders the conduct in issue entirely "lawful." ( People v McManus, 67 NY2d 541; People v Taylor, 177 NY 237.)"
"[A] finding of 'not guilty by reason of justification' as to any one of the counts would preclude a verdict of 'guilty' as to its lesser included offenses. Stated otherwise, once the jury found the defendant not guilty of the greater offense on the basis of justification, it could not properly reach a contradictory finding that the defendant was guilty of a lesser charge…."
"A finding of 'not guilty by reason of justification' [on any charge based on defendant's conduct] precludes a finding of guilt on any [lesser charge based on that conduct] because it renders defendant's conduct lawful (see, People v Hoy, 122 AD2d 618, 619)."
"We have recently recognized the availability of [a Justification] defense to a strict liability offense. See State v. Michlitsch, 438 N.W.2d 175 (N.D.1989). ... For a thorough analysis of the legal issue, see State v. Brown, 107 Wis.2d 44, 318 N.W.2d 370 (1982) [defense of legal justification is applicable to speeding violation]. ... In Brown at 376, the Wisconsin Supreme Court discussed policy considerations in determining if particular defenses should be permitted for a particular strict liability offense:
"[W]hen determining whether we should recognize any defenses to a strict liability traffic offense, we must determine whether the public interest in efficient enforcement of the traffic law is outweighed by other public interests which are protected by the defenses claimed. "There are several public interests protected by the defenses claimed. The privilege of self-defense rests upon the need to allow a person to protect himself or herself or another from real or perceived harm when there is no time to resort to the law for protection. The rationale of the defenses of coercion and necessity is that for reasons of social policy it is better to allow the defendant to violate the criminal law (a lesser evil) to avoid death or great bodily harm (a greater evil)."We conclude public policy factors would support an affirmative defense to driving under suspension in life-threatening circumstances."
"A chase at speeds up to 60 miles per hour ensued, with both cars passing through two red lights en route. … The remaining error lies in the trial court's refusal to charge the defense of justification (Penal Law, § 35.05, subd. 2; see People v. Steele, 26 N Y 2d 526). The defendant contends that he was approached by a stranger carrying a gun and, in an attempt to flee, committed traffic violations, including running through two red lights. As earlier noted, there was a sharp conflict between his and the People's version of the incident. The jury, of course, was free to believe the defendant's version, or any part of it (Part v. Steele, supra, p. 529), and thus to conclude that he justifiably had felt it necessary to commit the various traffic infractions to avoid "an imminent * * * private injury * * * about to occur by reason of a situation occasioned * * * through no fault of the [defendant]" (Penal Law, § 35.05, subd. 2 [bracketed word added]). If the jury chose to believe all or some part of the defendant's story, then, assuming justification had been charged, they could determine that the defendant acted justifiably in an emergency situation in speeding through the red lights and driving recklessly. Since they had been charged that if they found "that the defendant committed any of these traffic offenses in the presence and view of Patrolman Barry, then, as a matter of law, Patrolman Barry was authorized to make an arrest of the defendant without a warrant," it was important that the charge also contain an explanation of the defense of justification."
"The Town Court's return indicates that the Defendant testified that:
"...He was passing another car (doing approx. 40 M.P.H.) and when He saw a car coming toward Him in the oncoming lane, He had to make a decision whether to hurry and complete the pass, or to brake hard to stop the pass and return to His own lane. Mr. Cook chose to hurry to complete the pass, and said He floored it in able to do so. Mr. Cook's final statement was that He denies He was speeding; but to avoid an emergency circumstance He can account for His Inappriote (sic) Behavior."
"That testimony is not sufficient to sustain a conviction of speeding because it is not an admission by the Defendant that he was driving at a particular speed in excess of the speed limit of 55 miles per hour."
"If a verdict sheet is silent on the issue of justification, it becomes nearly impossible for a … appellate court to discern whether a … finding of "… guilty" was predicated upon the People's [mere proof of] the requisite elements of the crime or [that plus a necessary disproof of] the justification defense beyond a reasonable doubt. Similarly, it becomes equally difficult to discern whether a [trier of fact] properly followed the [Law] with respect to the justification defense when they find defendant "guilty" …. Therefore, requiring the [trier of fact] to render a specific verdict on the issue of justification not only complies with the law but also facilitates intelligent review of the record. "
"Furthermore, judicial economy is best served by submitting such a verdict sheet [i.e., requesting specific findings of fact] to the jury since this practice may prevent defective verdicts, unnecessary retrials and ambiguous records. … Submitting a verdict sheet in the form herein, therefore, is not only permissible within the meaning of the statute, but also facilitates appellate review and avoids unnecessary retrials."
"Viewing that evidence, as we must, in the light most favorable to defendant (see, People v Watts, 57 NY2d 299, 301), a charge on the defense of justification was warranted. … The court's failure to charge the defense of … may have resulted in the [trier of fact] finding defendant … "guilty" … despite [defendant's] justification. A finding of not guilty by reason of justification, however, precludes a finding of guilt on any count because it renders defendant's conduct lawful (see, People v Hoy, 122 AD2d 618, 619)."
"Had the jury believed this evidence, they could have found him not guilty of the Vehicle and Traffic Law charge. Accordingly, the Trial Court committed reversible error when it deprived the jury of the opportunity to pass upon these facts (see, People v Steele, 26 NY2d 526, 529; People v Brady, 16 NY2d 186, 189-190)."
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“The right of a citizen to travel upon the public highways and to transport his property thereon in the ordinary course of life and business is a common right which he has under his right to enjoy life and liberty, to acquire and possess property, and to pursue happiness and safety…It is not a mere privilege…”
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“This right of the people to the use of the public streets of a city is so well established and so universally recognized in this country that it has become a part of the alphabet of fundamental rights of the citizen."
"The right of a citizen to travel upon the public highways and to transport his property thereon in the ordinary course of life and business is a common right which he has under his right to enjoy life and liberty, to acquire and possess property , and to pursue happiness and safety …. The rights aforesaid, being fundamental , are constitutional rights, and while the exercise thereof may be reasonably regulated by legislative act in pursuance of the police power of the State, and although those powers are broad , they do not rise above those privileges which are imbedded in the constitutional structure”
“This Court long ago recognized that the nature of our Federal Union and our constitutional concepts of personal liberty unite to require that all citizens be free to travel throughout the length and breadth of our land uninhibited by statutes , rules , or regulations which unreasonably burden or restrict this movement”
“[O]ne’s inalienable right to liberty and the pursuit of happiness is curtailed if he may be unreasonably kept off the highways maintained by him as a citizen and taxpayer ; … ‘the freedom to make use of one’s own property, here a motor vehicle, as a means of getting about from place to place , whether in pursuit of business or pleasure, is a ‘liberty’ which under the Fourteenth Amendment cannot be denied or curtailed by a state without due process of law.’ In any event , the right of a citizen to drive a motor vehicle upon the highways is to be safe guarded against the whim or caprice of police or administrative officers."
"[S]ince the right to travel was a constitutionally protected right , ‘any classification which serves to penalize the exercise of that right, unless shown to be necessary to promote a compelling governmental interest , is unconstitutional’"