From: Mark Ferran www.billstclair.com/ferran
NY Landowner Mark Ferran Won Two Jury Verdicts against Trespassers despite attempts by an interloping District Attorney and the Trial Judge to Defeat the Due Course of Justice.
On Thursday February 17, 2005, I won a civil trial as a Pro Se Co-Plaintiff with my mother Nadia in the State court in Rensselaer County, New York. I won Two Jury Verdicts, one against each of the two defendants, for "Trespass" (Liability) upon my family's land, private road, and Antique Bridge in Grafton, New York. The Ferrans' Antique Bridge is composed of a riveted boiler-plate steel culvert tube about 4 feet in diameter, with 10 feet tall stonework on each end of the culvert holding up the dirt and gravel of the roadway. The bridge crosses over the picturesque ravine of the Indian Creek in the NW corner of the Town of Grafton. The Bridge (and the former public highway that it carried) is believed to have been built between 1820 and 1850.
The Jury found liable for Trespass each of John Basolt
and his partner Dominick Longo whom I sued for Trespass in connection
with their participation in timber theft from the land of a neighbor [David
Smith http://home.nycap.rr.com/mferran
]. John Basolt trespassed across my family's land as a means
for surreptitiously getting to and stealing the trees of Mr. David
Smith. See http://home.nycap.rr.com/mferran John Basolt contrived with the State Police (telling them
that John Basolt owned the Smith Parcel) to have me charged with
endangering the (trespassing) tires of his skidder since I had deployed
less-than "Severe Tire Damage" tire-spikes on my land behind warnings,
barriers and signs.
From the February 2004
Times Union Article of Fred LeBrun at: http://www.wiwfarm.com/Ferran.html
"The engineer [Mark
Ferran] constructed spiked concrete. Ferran was charged -- that was three years
ago -- with reckless endangerment [of Property, the tires of a
trespassing Skidder] on the complaint of a local logger, John
Basolt [ http://home.nycap.rr.com/mferran ]"
even though no ATV
actually suffered any punctured tires and no one was injured. Plus, the
logger had been told to stay off the Ferran property. [ http://home.nycap.rr.com/mferran ]
The
District Attorney who I humiliated last year at the trial I won as a
Defendant http://www.wiwfarm.com/Ferran.html sent several of her Assistant
District Attorneys to attempt and INTERFERE with the course of the civil
trespass Trial. It was recently in the newspaper that I
had filed a Federal
Civil Rights lawsuit against her for continuing and implementing a
Policy of her predecessor which deprived Landowners of their legal right to
"approach", "confront" and "arrest" defiant intruders. See
http://www.federalobserver.com/archive.php?aid=3481
I
demanded that the Trial Judge bar the mischievously grinning agents of the
District Attorney's office from the courtroom during the Trial, and he lamely
said "I have no authority" to exclude them. The District Attorney Patricia
DeAngelis herself appeared at least twice in this remote courtroom
during the trial or recesses thereof and continued to exert an influence
over the proceedings. At one point, the Defendant's attorney
explicitly advised the Court that I (Plaintiffs) had commenced a lawsuit against
the District Attorney. The Judge said nothing.
The
same Two agents of the District Attorney (Tweedle Dee and Tweedle Dumb) who had
attempted unsuccessfully to Try and convict me of defending my land last
year http://www.wiwfarm.com/Ferran.html spent many hours
sitting behind the Defendant's Attorneys table in the courtroom during the
four-day trial. They were sitting there on and off for four days with
constant grins on their faces while being paid to sit there by the District
Attorney Patricia DeAngelis. At one point, they were speaking with the
attorneys of the Defendants John Basolt and Dominick Longo, and falsely stated
that a certain tape recording which I had brought to my Town Court
Criminal Trial last February had been "destroyed." That was False.
The tape was a recording that my mother made of telephone calls that Defendant
John Basolt had made TO her on April 16, 2001. I brought this tape
with me to the Trial in February 4, 2004 and when we tried to play it in the
tape player machine, some of the tape got jammed in the player's
mechanism, and got off the spool. The Town Court judge noted that it was
repairable, but instead of waiting for us to fix it, allowed us to play a copy
of the tape (which had been earlier digitally recorded with a direct
wire from the tape player). In the civil Trespass Trial this week, the
Defendants attorneys, relying in the Lie of the Assistant District Attorney (to
the effect that the original tape had been "destroyed") asserted that the
original tape that we sought to introduce was not an original and that the
original had been "destroyed." I demanded that the source of this
Lie be identified and produced and forced to testify about it under
Oath. The Judge did not exclude the tape.
The Defendant (timber thief) John Basolt Defaulted (did not respond to
the Complaint served at his home) in the beginning of the lawsuit. We
moved for a Default Judgment. The first corrupt Judge denied our Motion
for Default. Then, defendant John Basolt appeared in person and
later by attorneys. Then, John Basolt completely disappeared,
and did not show up at the trial. Not even his attorney knows
where he is (though they must know where his money is since they stayed at the
trial for four days). We could not subpoena the
Defendant because we did not know where he is. We did not really need
to bring the Defendant to Trial because we had a perfect legal right to rely
upon the Defendant's own prior (sworn) statements as admissions and evidence
Against Him.
But,
the Trial Judge (William McCarthy) ILLEGALLY excluded from evidence
against John Basolt the transcribed ADMISSIONS that Defendant John Basolt had
himself made UNDER OATH in the prior Criminal Trial in which he was the
Complaining Witness (he complained that I had recklessly endangered his
Skidder's tires when I placed "Severe Tire Damage" devices behind
warnings and barriers on our private property. http://www.wiwfarm.com/Ferran.html At the Town Court Criminal
Trial John Basolt expressly admitted:
John Basolt operated his
Log Skidder on the Plaintiff’s roadway (bridge etc.) in March of 2001 (e.g.,
before Plaintiffs erected the Chain across the roadway); That on April 16 and April 17, John
Basolt walked onto the Plaintiff’s land and removed Plaintiff’s
tire-spikes. That on April 16
and April 17, John Basolt specifically intended to operate his
skidder onto Plaintiff’s roadway (and bridge) in defiance of Plaintiffs’ ORDERS
that he keep off of that roadway and keep out of Plaintiffs’ land. (This
intention of John Basolt was the basis of the charge that Mark
Ferran had “recklessly endangered property” (i.e., John Basolt’s Skidder’s
tires) by disposing tire-spikes behind Plaintiffs’ signs and chain); In The Trial Transcript John
Basolt further Admits that on April 17, 2001 he received a certain
written ORDER to “KEEP OUT” from Mark Ferran; and that instead of
complying with that ORDER, he immediately sought further facilitation for his
intended crimes from members of the State Police, who thereafter aided and
abetted him in his criminal enterprises (acting under the false impression that
John Basolt had already “purchased” the Smith Parcel and the mistaken view that
the owner of such parcel necessarily had a “right of way” or “easement” over
Plaintiffs’ private roadway-a former public
highway).
All of the above was
material and relevant to my (Plaintiff) trespass case against Basolt (and his
partner). Instead of allowing me to read the statements
(questions with answers) of John Basolt from the Trial Transcript I
brought, the Judge allowed the Defendant's attorney to argue
throughout the trial that John Basolt and his
employees/workers had never entered my land. The
Judge even refused to allow me to testify about what I myself had
seen and heard Defendant John Basolt say in open court under oath at the
Town Court Trial on February 4, 2004. The Established Rule of Evidence is
that a Plaintiff may use any and all prior statements of a defendant AGAINST THE
DEFENDANT. See Memorandum of Law below
I am looking into whether
the Judge or the Attorneys can be prosecuted for Criminal Coercion in the First
or Second Degree: http://assembly.state.ny.us/leg/?cl=82&a=30
I had a right to Testify
against John Basolt as to what I saw and heard John Basolt state in Court on
February 4, 2004. I intended and preferred to read the same from the
Transcript of that trial, but I also had a right to testify to it. The
Judge threatened to "mistrial" my case (and implicitly dismiss my claims) if I
testified about what defendant John Basolt himself had said at the
prior Trial on February 4, 2004.
I am going to joyfully
bring down and destroy some of the lawless persons who obstructed the Due Course
of Justice in this case.
Mark R. Ferran BSEE scl JD
mcl
P.S.
Although the Law and the Facts were on
my side, I was "not supposed to win" that Trial, according to the Defendants'
attorneys who called my Trespass claims "frivolous" and according to the
maniacal Cheshire cat grins constantly on the face of the agents of the District
Attorney's office.
It is an Intriguing
situation.
The District Attorney Patricia
DeAngelis sent several of her employees to linger every day in the otherwise
unattended civil trial. The Assistant District Attorneys sat with
disturbing grins constantly on their faces and interfered as much as possible.
They had no lawful or official role in this civil action between private
parties. They chose to interfere (they told one of the Defendants'
Attorneys) because it was recently in the newspaper that I had filed a
Federal Civil Rights lawsuit against the District Attorney for
continuing and implementing the Manifesto and Policy of her
predecessor which deprived Landowners of their legal right to "approach",
"confront" and "arrest" defiant intruders. See
http://www.federal.com/archive.php?aid=3481
The District Attorney Patricia
DeAngelis herself made two personal appearances in the court room. One, to
ask whether that day the Jury would be "deliberating". She had no
legitimate interest in the outcome of this case. She already knew with
certainly that the Defendant John Basolt had entered and trespassed
upon my family's lands.
Patricia DeAngelis was appointed as
District Attorney by the Republican Governor of New York Pataki, to replace
Kenneth Bruno WHO I FORCED TO RESIGN LAST YEAR See: http://www.federalobserver.com/archive.php?aid=3481 and see:
PUBLIC COMPLAINT, on Behalf of All NY Land-owners http://www.fear.org/ferran01.htm
Former District Attorney Kenneth Bruno
is the Son of State Senator Joe Bruno who is the State's most powerful
Republican Legislator who together with Governor Pataki controls the Budget of
the State of New York. See, e.g.,
http://www.timesunion.com/AspStories/story.asp?storyID=275453&category=STATE&newsdate=8/13/2004
http://www.legislativegazette.com/letters.php?letid=41 and
http://www.qgazette.com/News/2003/0514/Front_Page/004.html
Joe Bruno does not like me anymore
because I compared his son with Hitler (though I was not the first to do
so). http://www.federalobserver.com/archive.php?aid=3481
Pataki et als. do not like that I
and others described him as "rapacious" ihttp://www.uslawbooks.com/forums/forum5/messages/52.html
And, I just discovered the reason
why the state Judge William McCarthy flagrantly disregarded my
substantive legal rights under the Law of Trespass as a Plaintiff in a
trespass suit and why he flagrantly and absurdly violated the Law of
Evidence.
It is NOT because he is a dumb ass, as I had assumed until
today. I just looked him up online.
He was personal Aide and Counsel to
Governor George Pataki before he was recently appointed as State Judge by
Governor Pataki last year. He is a Political Hit Man, who is
owned by Pataki et als, and was selected and ordered to subvert the
Due Course of Justice in my Trespass case. That is why the
District Attorney EXPECTED a verdict for the Defendants and why her employees
were grinning throughout their visits, and why the District Attorney wanted to
know exactly when the Verdict for the Defendants would be announced.
The Republican Hit Man FAILED, and now (just like in the movies) I am
going to destroy the Republican's Hit Man.
See:
William McCarthy of Delmar, an aide to Gov. George Pataki, was named by the
governor to fill a vacancy on the state Supreme Court for the Third Judicial
District based in Albany.
http://www.bizjournals.com/albany/stories/2004/06/21/daily2.html
"[Democrat Candidate] Gilpatric in the race this year, it
appears all but certain that the two seats will be filled by state Supreme Court
Judge William McCarthy, a Republican, and Anthony Cardona, presiding justice of
the Appellate Division, a Democrat. Until Tuesday, the
three-way battle for the two state Supreme Court seats was promising to make the
political parties' judicial nominating conventions, held between Sept. 21-27,
contentious. Gilpatric and Cardona both wanted the Democratic line, but many in
the parties would have preferred a Democratic and Republican cross-endorsement
of McCarthy and Cardona. McCarthy, a former counsel to Gov. George Pataki, had
the GOP and Conservative Party lines all but sewed-up."
http://www.timesunion.com/AspStories/storyprint.asp?StoryID=285681
"But if
the Republicans have their way----the strong Democratic challenger would be
removed not only from the race but from the bench, leaving only the incumbents as shoo-ins.
In what has been described as a
bizarre incident in Kingston City Court last week, Judge James P. Gilpatric, 52,
a Democrat, was temporarily removed from the bench and sent home after court
officers said he was acting strangely and reported him to the other city court
judge, Republican Edward Feeney.
Feeney claims that Gilpatric had a
“slight smell of alcohol” on him.
Gilpatric denies having imbibed
any alcohol the day of court but admits he had had a “few drinks” the night
previous. He also reportedly has
diabetes and says he may have had an allergic reaction to medication that he was
taking.
We find the timing of a Republican
challenge to Gilpatric’s fitness for the bench highly suspect.
Gilpatric is in the middle of a
hotly contested race for a seat on the state Supreme Court. His opponents are Anthony Cardona,
presiding justice of the Appellate Division, Third Department who is seeking
reelection with Democratic backing; and William McCarthy, former counsel to GOP
Gov. George Pataki who appointed McCarthy to the Supreme Court in June to
replace Justice Thomas Keegan who retired.
McCarthy of Delmar has the
Republican and Conservative lines and wants the Independent line too as do both
Cardona and Gilpatric.
Gilpatric was only off the bench
for less than 48 hours and returned to his duties after meeting with district
administrative judge George Ceresia for the Third Judicial District.
Now,
Oh, yeah, wouldn’t that be
convenient for the Republicans.
Then Pataki’s two candidates would automatically be assured seats on the
Supreme Court. The Incumbent
Protection Plan is alive and well in
Gee, is it just a coincidence that
Pataki is scheduled to be a special guest Monday, Sept. 13 at the Fort Orange
Club at a $500 a head fund raiser for his former counsel McCarthy?
http://theempirejournal.com/perspectives.htm
The American Judiciary
is degenerating to the level common in the banana republics of the
world.
Judiciary
should be free from politics
http://www.taipeitimes.com/News/edit/archives/2000/03/12/27571
By Chuang Pei-chang ²ø¨Ø¼ý
Sunday, Mar
12, 2000,Page 8
Chuang Shen-yuan (²ø²`²W), the judge
presiding over the Kuang San financial scandal (¼s¤T®×) case, searched former
Legislative Yuan Speaker Liu Sung-fan's (¼BªQÿ) residence a few weeks ago,
triggering controversies over judicial independence. Yang Jen-shou (·¨¤¯¹Ø),
secretary-general of the Judicial Yuan (¥qªk°|), said a legitimate search should
have taken the timing of the search into consideration. Some judges criticized
Chuang for being insufficiently sensitive to political issues.
What matters most about a judge is
morality. Chuang is highly regarded for his moral character. Even Lin Chih-chung
(ªL§Ó©¾), an attorney of Kuang San Group Chairman Tseng Cheng-jen (´¿¥¿¤¯), said
Chuang "has no political character." From this viewpoint, we can exclude the
assumption that Chuang is a brown-noser who carries out political persecution
for the KMT. The uproar over the incident was basically the result of a "lack of
political sensitivity." Chuang failed to notice the timing problem, resulting in
the inappropriate linkage between the judicature and politics.
Is a "lack of political sensitivity"
a defect? Should a judge be alert to political timing while investigating a
case?
Taiwan's judicature lacks public
credibility mainly because judges are too politically sensitive and are too
aware of timing. Their political sense is so good that they dare not punish
corrupted government officials. They are so concerned about timing that there is
judicial leniency during election period. Therefore, "get elected or go to jail
(·í¿ï¹LÃö¸¨¿ï³QÃö)" has become a common dictum and we have dozens of legislators
standing trial, their punishment having been delayed for as much as 10 years.
And that is also why gangsters are able to bid for official positions and take
control of politics.
People in the Taiwan hate "black gold
politics." They criticized the judiciary for not being independent, but they
also blamed Chuang for his poor political sense. Aren't they contradicting
themselves?
That Taiwan's judicature is not
independent is well-known, but it is not Chuang's fault. He was just made the
scapegoat. Because his fellow colleagues are too aware of how to ride the tide
of their times, Chuang, who insists on judicial independence, has been branded
as a political hitman. Because his colleagues fail to take a firm stand on
justice, Chuang's insistence becomes selective justice.
If those who know how to ride the
tide of his times are encouraged and the person who has poor political sense is
thrown into the pit, then judicial independence will always be a
slogan.
The
following Memorandum of Law was Submitted during the Trial by Plaintiff
Mark Ferran to Judge William McCarthy (and to Defendants'
Attorneys) in protest of his Orders excluding the
transcribed (sworn) testimony (portions of the trial transcript) of
Defendant John Basolt from being used AGAINST defendant John
Basolt:
The Prior (Sworn) Statement of a Party is Clearly Admissible
Against Him
as
an Admission of a Party-Opponent
New York CPLR 3117 and
4517 etc. are “Statutory Hearsay Exceptions” [Not a basis for excluding
a Defendant's own prior statements when offered Against
Him.]
“At this moment the King,
who had been for some time busily writing in his note-book, cackled out
`Silence!’ and read out from his book, `Rule Forty-two. All PERSONS
more than A mile high to leave the
court.’
Everybody
looked at Alice.
`I’m not a
mile high,’ said Alice.
`You are,’
said the King.
`Nearly two
miles high,’ added the Queen.
`Well, I shan’t go, at any
rate,’ said Alice: `besides, that’s not a regular rule: you invented
it just now.’
`It’s the
oldest rule in the book,’ said the King.
`Then it ought
to be Number One,’ said Alice.
The King turned pale, and
shut his note-book hastily. `Consider your verdict,’ he said to the jury, in a
low, trembling voice.”
Alice's Adventures in Wonderland by
Lewis Carroll http://www.bookrags.com/ebooks/11/51.html
CPLR 3117 and CPLR 4519, etc. are “statutory hearsay
exceptions”
http://www.courts.state.ny.us/reporter/3dseries/2003/2003_23895.htm
Supreme Court, Monroe County, November
13, 2003
http://www.cs.state.ny.us/pio/hearingofficermanual/chapter-app-A-evidence.htm
http://caselaw.lp.findlaw.com/cgi-bin/getcase.pl?court=2nd&navby=case&no=957329
The case law and secondary
authorities uniformly recognize that New York’s various statutory hearsay
exceptions are independent grounds for the admission of matter that would
otherwise be excluded by the Hearsay rule (common law in New York, guided by
FRCP). Prior (sworn) Testimony of
a Party in the present civil action is Admissible Against Him
because it falls within the Admissions of Party Opponent Exception to
Hearsay.
“In Robinson, [657
N.Y.S.2d 575, 579 (1997)] the New York Court of Appeals, N.Y.S.2d at 577-78
[a]cknowledg[ed] that the evidence [that] was inadmissible under New York's
"prior testimony" exception to the rule against hearsay, … could
nevertheless be admitted at trial because it [was WITHIN an OTHER EXCEPTION to
the rule against hearsay].”
(SOUTHERN DISTRICT OF NEW
YORK) http://www.nysd.uscourts.gov/courtweb/pdf/D02NYSC/01-08070.PDF
In http://www.courts.state.ny.us/reporter/3dseries/2003/2003_23895.htm
(Supreme Court, Monroe
County, November 13, 2003) it was
decided that “testimony … not … within the provisions of CPLR 3117” would
Still be Admissible if it were an Admission of a Party Opponent (e.g., an
Adoptive Admission).
At the Summary of Evidence
Law at:
http://www.cs.state.ny.us/pio/hearingofficermanual/chapter-app-A-evidence.htm
(copied below) each of
CPLR 4517 (for prior Trial testimony ) and CPLR 3117 (for Deposition testimony
of a witness ) are characterized simply as being two among many Exceptions to
the rule against Hearsay. There is
nothing to indicate that such statutes are a Positive Bar to the Admission of
prior statements of a party in the present action given in the form of Trial or
Deposition. The total absurdity of
the proposition that unsworn statements of a Party are admissible against Him in
a civil action but that sworn statements by a Party are Not is simply too
obvious to be explained to its proponents in civil and polite words. Suffice it to say that the fact that the
proposition that the Prior Sworn Statements of a Defendant that are material and
relevant are inadmissible AGAINST HIM, has been candidly asserted and
soberly sustained raises serious questions as to the fitness and competences of
its proponents to Practice Law in any capacity and undermines public confidence
in the courts.
The
Plaintiffs should have been freely permitted to read the prior (sworn)
statements of John Basolt (Questions and His Answers) into evidence because they
are “Admissions of a Party Opponent”.
See Plaintiffs’ Separate Memorandum of Law on “Admissions of a Party
Opponent”. The closest thing pleaded
resembling "a defense" to the Plaintiff’s Trespass claims are the following
statements of Defendant John Basolt which resemble some sort of “ALIBI”
defense: “JOHN BASOLT is not a
proper Party” paragraph 5.
“Plaintiffs’ claims are frivolous and completely devoid of merit.” These
limited “defenses” imply that the only issues to be tried are whether John
Basolt is the person who entered (and damaged) plaintiffs’ land, and what are
the plaintiffs’ damages.
The
statements that Defendant John Basolt made in his attempt to get rid of the
Plaintiff Mark Ferran (so that John Basolt could steal the Smith Property and
the Ferrans’ roadway without resistance) are ADMISSISIONS OF A PARTY OPPONENT
AND ARE MATERIAL AND RELEVANT:
Basolt’s (swornd) statements ADMITTED
that:
John Basolt operated his Log Skidder on the Plaintiff’s roadway (bridge etc.) in March of 2001 (e.g., before Plaintiffs erected the Chain across the roadway); That on April 16 and April 17, John Basolt walked onto the Plaintiff’s land and removed Plaintiff’s tire-spikes. That on April 16 and April 17, John Basolt specifically intended to operate his skidder onto Plaintiff’s roadway (and bridge) in defiance of Plaintiffs’ ORDERS that he keep off of that roadway and keep out of Plaintiffs’ land. (This intention of John Basolt was the basis of the charge that Mark Ferran had “recklessly endangered property” (i.e., John Basolt’s Skidder’s tires) by disposing tire-spikes behind Plaintiffs’ signs and chain);
In The Trial Transcript John Basolt further Admits that on April 17, 2001 he received a certain written ORDER to “KEEP OUT” from Mark Ferran; and that instead of complying with that ORDER, he immediately sought further facilitation for his intended crimes from members of the State Police, who thereafter aided and abetted him in his criminal enterprises (acting under the false impression that John Basolt had already “purchased” the Smith Parcel and the mistaken view that the owner of such parcel necessarily had a “right of way” or “easement” over Plaintiffs’ private roadway-a former public highway).
The
Law of Evidencre clearly required the introduction into evidence the prior
(sworn) statements of John Basolt AGAINST HIM.
From:
http://www.cs.state.ny.us/pio/hearingofficermanual/chapter-app-A-evidence.htm
Hearsay
Generally
The hearsay rule is actually two separate rules, namely,
evidence which is hearsay is inadmissible unless there is an exception which is
applicable. The rule is premised on a recognition that hearsay evidence
itself lacks sufficient reliability or trustworthiness to be admissible, but
there are instances in which the circumstances surrounding the making of the
hearsay statement assure sufficient reliability or trustworthiness to warrant
its admissibility.
Hearsay may be defined as a statement - an oral or
written assertion, or non-verbal conduct intended as an assertion - made by a
person other than while testifying at a trial or proceeding which is offered in
evidence to prove the truth of the matter asserted. Expressed another way, it is
evidence which seeks to establish the existence of a fact based not upon the
witness's own personal knowledge or observation but on what someone else said.
An example is: W, a witness, testifies as to what B said to W about D, a
defendant at the trial, namely that B, who is not present to testify, saw D
steal a car. This testimony is being offered to establish that D stole the car,
the crime for which D is being tried. Such testimony would be barred by the
hearsay rule. ...
•
Exceptions
There
are many hearsay exceptions that are recognized in New York law. They are
recognized in the common law, contained in Article 45 of the CPLR as well as
various statutes in the consolidated laws. A few significant ones will be
mentioned here.
It
is important to stress that if the evidence is hearsay, it is inadmissible,
unless it satisfies one of the exceptions. Furthermore, if there are several
links in the chain of hearsay (e.g., A told B, who repeated it to C,
who then passed it on to D), each link will have to be independently justified
under an exception.
■
Admissions
An
admission is a statement or act which amounts to the affirmance of some relevant
fact, where such affirmance operates against the interest of the party making it
or doing it. It is receivable only against the party who made it. A witness may
testify to a party's admissions because it is generally regarded that such
admission is reliable, i.e., a party would not say things about
himself/herself unless they were true.
Where
the act or statement of a party is received as an admission, the party against
whom it is admitted has the right to offer an explanation. The weight of an
admission is for the trier of fact. Thus, the party may testify that the
statement was made through mistake, or that it was made without any personal
knowledge, and the trier of fact may credit that testimony.
An
admission may be by silence when the person hears and fully comprehends the
force and effect of the words spoken and when he/she is at full liberty to reply
thereto and would naturally be expected to deny it if he/she considered it
false. No presumption of acquiescence would arise if the person at the time of
the statement was asleep, intoxicated, deaf, unable to fully understand the
language used, or incapacitated or in any way deprived of the freedom or
opportunity to reply.
There
are also judicial admissions, formal or informal.
Examples
of a formal judicial admission are admitting the genuineness of a paper or
photograph; admission under an agreed state of facts or a stipulation (unless
relieved therefrom by the court); and, facts admitted by the pleadings
(complaint, answer, reply). Such admissions are conclusive of the facts admitted
in the action in which they are made, unless a court orders otherwise. An
informal judicial admission may be facts incidentally admitted in the course of
a trial in the same or another case or facts admitted in a deposition or
affidavit. Such admissions are not conclusive.
Statements
made by a party's employee or agent are receivable against the party as the
party's admission only if they were made within the scope of the employee's or
agent's authority, i.e., when the statement was authorized to be made by the
employer, expressly or impliedly.
■
Business Records
Under
New York's business records exception, which is codified in CPLR 4518, any
writing or record, entry, memorandum or any act, transaction, occurrence or
event is admissible in evidence as proof of said act, occurrence or event, if it
was made in the regular course of any business, *
* *
■
Prior Testimony
Under
CPLR 4517 prior testimony by a witness in an action who is now unavailable to
testify is admissible provided such prior testimony was under oath and subject
to cross-examination and was on the same subject matter in a prior proceeding
involving the same parties. Deposition testimony of a witness is not admissible
under this statute but will usually be admissible under CPLR 3117.
Interestingly, testimony taken at administrative proceedings is not covered by
CPLR 4517. [See,
Fleury v. Edwards, 14 NY2d 334, 251 NYS2d 647 (1964)].
http://www.cs.state.ny.us/pio/hearingofficermanual/chapter-app-A-evidence.htm
And, From: http://www.courts.state.ny.us/reporter/3dseries/2003/2003_23895.htm
“Both Mr. Froehlich's
deposition testimony and affidavit represent out-of-court statements, which
plaintiff, in the pending matter, would propose to offer into evidence for the
truth of the opinions asserted therein. For example, counsel for plaintiff cites
one portion of the affidavit, wherein Mr. Froehlich stated that mechanics who
inspected and repaired brake linings were exposed to concentrations of asbestos
fibers in excess of acceptable air quality standards. Thus, the court would
agree that deposition testimony and affidavit clearly constitute hearsay, and,
absent an exception, should not be admissible at trial.
In regard to the
defendants, other than General Motors Corporation, there is no exception to the
hearsay rule, which could arguably support admission of Mr. Froehlich's
deposition testimony or affidavit. Although General Motors Corporation was a
party, the Ohio proceeding did not involve the same plaintiff or the same
subject matter, and the testimony of Mr. Froehlich would not come within the
provisions of CPLR 3117 pertaining to the use of depositions at trial. Counsel
for the plaintiff contends that Mr. Froehlich's affidavit and deposition
testimony are, nevertheless, admissible under New York law as adoptive
admissions by General Motors Corporation.
In Kirk v Raymark
Indus., Inc. (61 F3d 147 [3d Cir 1995]), the court addressed this very
issue, and rejected the idea that an expert witness called to testify on behalf
of a party in one case may later be used against the same party in unrelated
litigation, on the basis that such testimony constitutes an admission by a
party, unless there is a finding that the witness was actually an agent of the
party and authorized to speak on behalf of the party. In its decision, the court
reasoned that because an expert witness is required to testify impartially
within their field of expertise, such expert witness cannot be an agent under
rule 801 (d) (2) (C) of the Federal Rules of Evidence, which provides that a
declarant be an agent of the party opponent against whom an admission is
offered, unless subject to the client's control in giving their testimony.
Furthermore, the court stated that because an expert witness is not normally
subject to the control of a party, whether in regard to consultation or
testimony, such an expert witness should not be deemed an agent. This court
would reach the same conclusion based upon state evidentiary principles.
The Court of Appeals has
determined that the proponent of hearsay evidence must establish the
applicability of a hearsay rule exception, which, in the case of admissions,
would include proof that an employee, for example, was actually authorized to
make a statement in order for it to be binding upon their employer in the
context of a legal action (Tyrrell v Wal-Mart Stores, 97 NY2d 650
[2001]). Further, the burden is placed upon the proponent to establish the
reliability of any statement, which would otherwise fall within one of the
exceptions to the hearsay rule (Nucci v Proper, 95 NY2d 597
[2001]).[FN*]
Statements made by a
person, who is not otherwise an agent or authorized to speak on behalf of a
party, may be considered as adoptive admissions if the direct or circumstantial
evidence clearly indicates that the party acknowledges and assents to such
statements (People v Campney, 94 NY2d 307 [1999]). In the pending case,
the fact that Mr. Froehlich was retained by General Motors Corporation and
rendered certain expert opinions, both in deposition testimony and an affidavit,
does not make him an agent or authorized to speak on behalf of such party, for
the policy reasons discussed in Kirk. Further, in this court's opinion,
the fact that counsel for General Motors Corporation drafted the affidavit,
which Mr. Froehlich subsequently signed, is not circumstantially indicative of
an adoption of his statements as admissions by General Motors Corporation.
Accordingly, both the
deposition testimony and affidavit should be excluded as hearsay, and it becomes
unnecessary to address the issues involving the applicability of the
aforementioned protective orders.
http://www.courts.state.ny.us/reporter/3dseries/2003/2003_23895.htm
Supreme Court, Monroe County, November 13, 2003